Securities RegulationEmphasizes the Securities Act of 1933, the registration process, statutory and administrative exemptions from registration, and civil liabilities. Surveys the reporting requirements of the Securities Exchange Act of 1934 and the state Blue Sky laws. Examines the role of the Securities and Exchange Commission and the ethical obligations of securities lawyers.
Does this course satisfy the writing requirement? No
Does this course satisfy the skills requirement? No
Does this course have a waitlist? No
When is this course offered? Fall and Spring semesters
Pre- or co-requisites: Corporations
Is this course open to LL.M. students? Yes
Do the credits of this course count toward the specialized program credits that students need for the Banking, Corporate & Finance Law LL.M. Program? Yes
Additional information: Open to students who have completed at least one semester of Corporations and Partnerships.
|Partial list of professors who teach or have taught this course:|
|Thel, Steven||Proctored Exam||Spring 2010, Spring 2011||Download syllabus (PDF)
|Jalil, James P.||Spring 2010, Fall 2010, Spring 2011||Download syllabus (PDF)