Financial Institutions II
This course examines nonbank financial institutions and the regulatory framework in which they operate. The course gives particular attention to insurance companies and SEC-registered investment companies (e.g., mutual funds). It also examines hedge funds, private equity funds, investment advisers, securities broker-dealers, commercial finance companies, and the process of securitization.Credits: 3
Type: LEC
Does this course satisfy the writing requirement? No
Does this course satisfy the skills requirement? No
Enrollment Cap: 50
Does this course have a waitlist? No
When is this course offered? Spring semester only
| Partial list of professors who teach or have taught this course: | |||
| Carnell, Richard Scott | Proctored Exam | Spring 2010, Spring 2011 | |
